SECONDARIES


Park Lane
Secondaries Group acts as both broker and deal advisor

for transactions of illiquid stock in pre-IPO companies.


The team works with Accredited Investors, Employees, VC’s, Private Equity shops, Hedge Funds, and Sovereign Wealth Funds to effect transactions in advance of major liquidity events. Contact us to learn more.

Deal Team

 

  Dave Hartzell      |    Senior Analyst, Research & Trading

Ryan Schaper      |   Underwriter

Andrew Kline      |   Managing Director

 

Compliance

  1a) Legal Disclaimer

  Investment opportunities posted on this website are “private placements” of securities that are not publicly traded, are subject to holding period requirements, and are intended for investors who do not need a liquid investment. Investing in private companies may be considered highly speculative and involves a high degree of risk, including the risk of substantial loss of investment. Investors must be able to afford the loss of their entire investment.

  1b)   Definition of an Accredited Investor

  An accredited investor is a person or a business entity who is allowed to deal in securities that may not be registered with financial authorities. They are entitled to such privileged access if they satisfy one (or more) requirements regarding income, net worth, asset size, governance status or professional experience. In the U.S., the term is used by the Securities and Exchange Commission (SEC) under Regulation D to refer to investors who are financially sophisticated and have a reduced need for the protection provided by regulatory disclosure filings. Accredited

Securities offered through STONEHAVEN, LLC Member FINRA/SIPC. Check the background of this investment professional on FINRA's BrokerCheck. Testimonials may not be representative of the experience of other customers and are not a guarantee of future performance or success.